The promoters of financial consultants shall meet the following conditions:
(1) is qualified for securities business.
(2) Having investment banking experience as stipulated by the China Securities Regulatory Commission.
(3) Take the qualification examination of financial advisor and sponsor recognized by China Securities Regulatory Commission and pass the examination.
(4) The institution agrees to recommend it as the sponsor of its financial advisor.
(five) there is no large amount of outstanding debts due.
(6) There is no bad record of breach of integrity in the last 24 months.
(seven) in the last 24 months, it has not been punished by the industry self-discipline organization for violating the industry norms.
(eight) in the last 36 months, he has not been punished for illegal practice.
(9) Other conditions stipulated by the China Securities Regulatory Commission.