Listing steps of Hong Kong stocks

2065438+On April 30, 2008, the Listing Rules for the Main Board of Hong Kong Stock Exchange was the most important listing reform in Hong Kong market in recent 20 years. The core goal of the reform is to attract more different types and high-quality enterprises to list in Hong Kong. What are the specific steps for listing Hong Kong stocks? Let's sort it out in stages.

Listing steps of Hong Kong stocks

1 Phase 1

Designate sponsors and intermediaries for GEM listing, including accountants, lawyers, asset appraisers and share transfer offices, determine the requirements of major shareholders for listing, and implement the preliminary sales plan.

2 the second stage

Decide on the time of listing, do a good job in serious investigation, verification, evaluation and organizational structure, and review the accounting records in the past two or three years. The sponsor drafted the prospectus of this share offering, and lawyer China drafted the application of the China Securities Regulatory Commission and other relevant documents, and submitted the listing application to the China Securities Regulatory Commission.

3 the third stage

Submit the Hong Kong listing documents to the Stock Exchange for approval, prepare promotional materials, determine the issue price, invite underwriters to give a brief introduction to the underwriting syndicate analysts, and prepare and finalize the company's research report.

4 the fourth stage

China Securities Regulatory Commission approves the audit materials, and the Exchange approves the listing application. Agency underwriting arrangements, such as demand analysis, roadshows and public offerings.

5 the fifth stage

After the IPO, arrange the quantity, pricing and post-listing sales, distribute shares to investors, complete the sales and settle the funds in place, and finally start trading the company's shares in the secondary market.

Since 20 17, the listing trend of Hong Kong stocks has intensified and become the most active exchange in the world. As one of the international financial centers, its securities market rules have become increasingly strict, fair, mature and steady.