Detailed explanation of filing process of private equity fund:
1. Managers of private equity investment funds, private equity investment funds and venture capital funds. The registration procedures for private investment fund managers shall be handled with the fund industry association, and the managed private equity funds shall be handled with the fund filing procedures.
2. After receiving the application materials and written commitment letter from the organization, the Association shall immediately carry out the registration work. The association can verify the registration application materials provided by private fund managers by interviewing senior managers, on-site inspection, consulting China Securities Regulatory Commission and its dispatched offices and relevant professional associations.
3. In addition to the suspension of registration, if the registration application materials provided by the private investment fund manager are complete, the association shall complete the registration procedures of the private investment fund manager by publicizing the basic information of the private investment fund manager through the website within 20 working days from the date of receiving all the registration materials, and handle the membership procedures accordingly.
4. If the filing materials of private equity funds are complete, the association shall publicize the basic information of private equity funds through the website within 20 working days from the date of receiving all the filing materials, and complete the filing procedures of private equity funds.
To apply for a private equity fund license, you need to meet the following conditions:
1. Qualifications of senior managers: Private equity funds engaged in securities must have at least two senior managers with fund qualifications, among whom the legal representative, general manager and risk controller must have fund qualifications.
2. Business scope: According to the regulations of the Association, the business scope of private fund managers can only be: asset management, investment management, equity investment management, and equity fund investment management (it is recommended not to write "investment consulting" in the business scope of managers applying for private fund type licenses).
3. Registered capital: the proportion of paid-in capital reaches more than 25%, or the paid-in capital can guarantee the company to operate for more than 6 months.
4. Office conditions: it is necessary to have an actual office address of any size, which can meet the normal work of all employees of the company and have suitable office equipment.
5. Senior management: It is better to have 5- 10 employees. Organizational structure: General Manager, Investment Department, Risk Control Department, Administration Department, Marketing Department, Personnel Department, etc. , each has 1-2 employees, of which the general manager, risk control director and investment manager are best full-time, and others can work part-time.
6. System documents: prepare system documents according to the situation of the association and the company. Generally, there are 9-23 system documents (don't copy all other templates. The association is now very strict in reviewing this aspect and needs to be prepared strictly according to its own situation. A few of them are not important, but it is important to match your own company.
7. Fund managers can be divided into the following four categories:
I. Private equity investment fund managers
B, private equity investment fund manager
C, venture private investment fund manager
D, other private investment fund managers