Legal analysis: the establishment of a securities company should meet the following conditions: (1) articles of association that comply with laws and administrative regulations; The major shareholders are profitable and have a good reputation. They have no record of major violations of laws and regulations in the last three years, and their net assets are not less than 200 million yuan; It has registered capital that meets the requirements of this law. To establish a securities company, the following conditions shall be met and approved by the securities regulatory authority of the State Council: (1) Having a company's articles of association in compliance with laws and administrative regulations; (2) The major shareholders and actual controllers of the company are in good financial condition, with good credit records, and have no record of major violations of laws and regulations in the last three years; (3) Having the registered capital of the company that meets the provisions of the Securities Law, etc. (1) Having articles of association that comply with the provisions of laws and administrative regulations; (2) The major shareholders and actual controllers of the company are in good financial condition, with good credit records, and have no record of major violations of laws and regulations in the last three years; (3) The registered capital of the company complies with the provisions of the Securities Law; (4) The directors, supervisors, senior managers and employees meet the requirements as prescribed in this Law, etc.
Legal basis: Article 6 of the Interim Measures for the Administration of Securities and Futures Investment Consulting shall meet the following requirements: (1) Institutions engaged in securities and futures investment consulting business respectively shall have more than five full-time personnel who have obtained securities and futures investment consulting qualifications; At the same time, the institutions engaged in securities and futures investment consulting business have more than ten full-time personnel who have obtained securities and futures investment consulting qualifications; At least one of the senior managers has obtained the qualification of securities and futures investment consulting; (2) The registered capital is more than RMB1000000; (3) Having a fixed business place and communication and other information transmission facilities suitable for the business; (4) Having articles of association; (5) Having a sound internal management system; (6) Having other conditions required by the China Securities Regulatory Commission.