1, an enterprise legal person legally registered in China;
2. The registered capital of more than 6,543,800 yuan is paid in place;
3. There must be at least 3 senior managers with more than 3 years relevant experience, among whom one must be in charge of risk control;
4. The resumes of executives must be true, and fund industry associations conduct spot checks and interviews on executives from time to time;
5. Senior managers must have relevant professional qualifications and bachelor degree or above;
6. Enterprises must have perfect risk control, internal control, personnel transaction and information disclosure system.
The requirements for the registration of fund managers are as follows:
1. The fund manager shall go through the registration formalities of the fund manager with the fund industry association and apply for becoming a member of the fund industry association;
2. When applying for registration, the fund manager shall truthfully fill in the basic information of the fund manager, senior managers and other employees, shareholders or partners and managed funds through the private equity fund registration and filing system;
3. If the registration application materials are incomplete or do not meet the requirements, the fund manager shall make timely corrections according to the requirements of the fund industry association. During the application for registration, if the registered items change significantly, the fund manager shall promptly inform the fund industry association and change the application for registration;
4, the fund industry association can take interviews with senior managers, on-site inspection, to the China Securities Regulatory Commission and its dispatched offices, relevant professional associations and other ways to verify the registration application materials provided by the fund manager;
5. If the registration application materials provided by the private fund manager are complete, the fund industry association shall complete the registration procedures for the fund manager by publicizing the basic information of the fund manager through the website within 20 working days from the date of collecting all the registration materials. The basic information of fund managers published on the website includes the name, establishment time, registration time, address, contact information, principal responsible person, basic credit information and other basic information of private fund managers. Public information does not constitute recognition of the investment management ability and continuous compliance of private fund managers, and does not serve as a guarantee for the safety of fund assets;
6. If the registered fund manager is dissolved, revoked or declared bankrupt according to law, the fund industry association shall cancel the registration of the fund manager in time.
Interim Measures for the Supervision and Administration of Private Equity Funds Article 7 Managers of various private equity funds shall apply to the fund industry association for registration in accordance with the provisions of the fund industry association, and submit the following basic information:
(a) the original and photocopy of the industrial and commercial registration and business license;
(2) Articles of association or partnership agreement;
(3) List of major shareholders or partners;
(4) Basic information of senior managers.