1, abide by national laws, administrative regulations and departmental rules.
2. Abide by the relevant self-discipline rules of the fund industry and the management norms of its subsidiaries.
3. Cooperate with the supervision of fund regulators.
4, should supervise the behavior of others is in line with the requirements of laws and regulations.
Evaluation of professional ethics of funds
1. Transparency and integrity: The professional ethics of the fund industry requires fund practitioners to maintain transparency and integrity when dealing with investors, partners and regulatory agencies. This includes providing true and accurate information, abiding by promises and contracts, and avoiding conflicts of interest.
2. Responsibility and protection of investors' interests: fund practitioners should take safeguarding the best interests of investors as their primary task. They should do due diligence to study and evaluate investment opportunities, provide accurate investment suggestions, and follow the principle of appropriateness to ensure that investment products meet investors' risk tolerance and investment objectives.
3. Avoid conflicts of interest: fund practitioners should try to avoid conflicts of interest, or take appropriate measures to protect the interests of customers when conflicts of interest occur. They should establish an effective internal control and compliance framework to ensure transparency, fairness and integrity between personal interests and customer interests.
4. Continuous learning and career development: Fund employees should actively participate in continuous learning and career development activities and constantly improve their professional knowledge and skills. They should follow industry best practices and pay close attention to market trends and investors' needs in order to better serve their customers.
Generally speaking, it is very important to evaluate the fund industry from the perspective of professional ethics, because it is very important to protect the interests of investors, maintain market order and establish a reliable financial system. Abiding by professional ethics helps to establish a good reputation of the industry, increase the trust of investors and provide support for the long-term healthy development of the industry. Therefore, the fund industry should constantly strengthen professional ethics awareness, strengthen self-discipline and supervision, and provide better protection and services for investors.