Securities companies that have been ordered to suspend business for rectification, designated other institutions for custody, takeover, administrative restructuring and other risk disposal measures according to law are rated as Class E companies, with an evaluation score of 0. Securities companies with an evaluation score below 60 points are classified as Class D companies.
(1) Class A companies have the highest risk management ability in the industry, and can better control the risks of new businesses and new products.
(B) Class B companies have high risk management capabilities in the industry and can better control the risks of business expansion in the market changes.
(3) The risk management capabilities of Class C companies match their existing businesses.
(d) The risk management ability of Class D companies is low, and the potential risks may exceed the company's tolerance.
(V) The potential risks of Class E companies have become real risks, and risk disposal measures have been taken.