Article 5 of the Notice on Adjusting the Standards for Collecting Securities Trading Commissions clearly stipulates that "securities companies must strictly abide by the national financial discipline, and shall not use unfair competition methods such as cash rebates, giving physical objects or gift certificates, and providing non-securities business services to attract investors to conduct securities trading, and it is forbidden for securities companies to directly or indirectly return securities trading commissions paid by institutional investors to individuals."
Article 8 of the Anti-Unfair Competition Law stipulates that "an operator shall not bribe the sale or purchase of goods by property or other means. Whoever secretly gives kickbacks to the other unit or individual outside the account shall be punished as bribery; If the other unit or individual secretly accepts kickbacks outside the account, it shall be punished as accepting bribes. " Article 11 stipulates that an operator shall not sell goods at a price lower than the cost for the purpose of crowding out opponents. "