Can securities companies open accounts on behalf of customers?

Securities companies can open accounts on behalf of customers, and customers need to open accounts in person in the relevant business departments of securities companies, instead of opening accounts on their behalf.

Opening an account is mainly at the business counter of the business department of a securities company or the account opening branch of a designated bank, and then securities can be bought and sold.

Account opening procedure

(1) An individual needs an original ID card and a copy of a bank card to open an account.

To open an account in a legal person institution: provide the legal person business license and its copy; Certificate of legal representative; Original and photocopy of the securities account card; The original and photocopy of the legal person's power of attorney and the licensee's ID card; Unit reserved seal. To open a B-share account, you must also provide an overseas business registration certificate and account books and documents to prove the directors' securities trading.

(2) Fill in the account opening information, sign a securities trading entrustment contract (or a securities trading entrustment agreement) with the securities business department, and sign a designated trading agreement at the Shanghai Stock Exchange.

(3) The securities business department opens a capital account for investors.

(4) Investors who need to open the bank-securities transfer business function of the securities business department should pay attention to the instructions on the use of such business functions by the securities business department.

Tip: the account opening time is trading time, Monday to Friday, 9: 00 am to 3: 00 pm, except legal holidays.