Fan Insurance Company's Self-inspection Report After receiving the Work Plan for Insurance Industry Governance and Rectification, our unit immediately held a guidance meeting to carry out self-inspection and self-correction according to the relevant requirements in the work plan, requiring all departments of the company to take self-inspection and self-correction as an important link in rectifying and standardizing the work, and as an important environment for improving the company's management level and providing the company's overall economic benefits. At the same time, set up a self-examination and self-correction team. Focusing on the key contents of the rectification work in the work plan, objectively reflecting their own problems and taking targeted and effective measures for rectification.
1. Insurance enterprise license procedures: Our company has various business license procedures, including the Insurance Business License issued by the China Insurance Regulatory Commission, the Business License issued by the Administration for Industry and Commerce, the Organization Code Certificate issued by the Bureau of Quality and Technical Supervision, and the relevant national tax and local tax certificates issued by State Taxation Administration of The People's Republic of China. The business license and organization code certificate shall be inspected at the Industrial and Commercial Bureau and the Quality Supervision Bureau on time every year, and the inspection is qualified.
Two. Tax payment: Since the issuance of Document No.20 _ _ _ _14, our unit has paid the withheld additional taxes such as travel tax and business tax to the local local tax bureau in accordance with the principle of territorial management. Since the document was issued, our company has paid 1087 1 10,000 yuan in travel tax and other taxes totaling 567,600 yuan, and paid 1087 1 10,000 yuan in travel tax, business tax and other additional taxes totaling 567,600 yuan.
Three. Claims service: Claims service process and commitment are posted in a prominent position in our workplace, so that customers can supervise our claims service. At the same time, when the customer underwrites, the billing staff will provide convenient complaint reporting cards, so that the customer can enjoy our most convenient claims service in the shortest time.
Four. Intermediary market: Our unit * * * has 23 intermediary agents, all of whom have valid insurance agent qualification certificates and registered exhibition certificates in the insurance supervision system. Since the end of 2008, our company has implemented "sight draft" for auto insurance according to the requirements of the head office and branches. Since the establishment of the company, there has been no problem of overdue premium receivable. After the completion of this self-examination and self-correction, all departments have a deeper understanding of the key contents of the rectification work in the work plan. Each department promises to take this self-examination and self-correction inspection as an opportunity to strengthen learning, effectively raise awareness of obeying laws and regulations, strictly self-discipline, further standardize business behavior, and ensure sustained and healthy development.
Self-inspection Report of Insurance Company According to the requirements of Notice of Weixin County Education Bureau on Forwarding the Notified Documents of Students' Insurance Violation Cases of Municipal Education Bureau and the provisions of reducing the burden, our school immediately convened a meeting of township principals, and set up a leading group with Yang Wen, the president of the center, as the leader, Wu Jun as the deputy leader and other teachers in the office as members to conduct self-inspection and self-correction on students' insurance participation. The self-inspection is now reported as follows:
First, the basic situation of students' insurance.
The student safety insurance in our school is underwritten by Weixin Branch of China Life Insurance Company. 20__, the total number of students in our school is 2837, and the insured students 1558, the participation rate is 54.9%, and the insurance premium is 30 yuan per student. In the year of 20__, the total number of students in our school was 2,799, and the insured students 1658, with the participation rate of 59.2%. Every student in 50 yuan paid the insurance premium.
Second, the student insurance work in our school has achieved "one implementation" and "three noes".
Our school has a good understanding of student insurance. Student safety insurance belongs to the category of commercial insurance, and students and parents always choose insurance on the principle of equality and voluntariness. Both the school and Weixin Branch of China Life Insurance Company, which undertakes the student insurance in our school, have done some necessary publicity and positive guidance in strict accordance with relevant laws and regulations, effectively preventing improper behavior in the student safety insurance work, and the whole work has been "implemented".
One "implementation": strictly implement the spirit of the Notice of Yunnan Provincial Price Bureau and Yunnan Provincial Department of Education on Further Regulating the Management of Service Fees and Agency Fees in Primary and Secondary Schools in Yunnan Province (Jia Yun Fees [20 _] No.30). There is no administrative intervention by the government and relevant departments in student insurance. As a school, students and parents are allowed to participate voluntarily and respect the wishes and choices of parents and students.
Three "no":
1. Students shall not be required to take out insurance in any form or be required to take out insurance in designated insurance institutions. At present, Weixin Branch of China Life Insurance Company, which is insured by students in our college, stresses credibility and adheres to principles in insurance work, and pays students for accidental injuries in time, which makes the insured students and their parents very satisfied and voluntarily takes out insurance in this company. The insurance coverage rate of our students is about 55%, accounting for about half of the total number. The school does not force students to pay insurance.
2. There is no interest sharing with insurance institutions. All the faculty and staff of the school have never accepted the invitation to dinner or kickbacks from insurance institutions, and from the perspective of insurance companies, they have never treated faculty and staff as gifts or returned kickbacks. Everything is handled according to principles.
3, no school personnel to participate in the collection of insurance premiums, by the insurance company salesman himself.
In short, through self-examination, all the work of student safety insurance in our school is normal, and relevant laws and regulations have been effectively implemented, effectively safeguarding the interests of students' parents, and at the same time resolving contradictions and passing on school risks.
After receiving the Notice of Anti-money Laundering Self-inspection issued by the People's Bank of China, Fan Wensan, the self-inspection report of the insurance company, attached great importance to it, and set up an anti-money laundering self-inspection and self-correction working group, with the general manager Jing Yang as the leader and the members including the manager of public resources department, the anti-money laundering compliance officer, the manager of finance department, the manager of operation department and the manager of training department. All departments are required to do a good job in self-examination and self-correction of anti-money laundering in the Bank, and the Public Resources Department is responsible for tracking, implementing, summarizing and reporting this work.
This anti-money laundering self-examination and self-correction work covers all departments and service departments of the central branch. The self-examination time is from March 25th to April 30th, 20__ _ _, and the self-examination time spans from June 65438+1 October1day to March 30th, 20__ _. The anti-money laundering self-inspection work of China Branch has been completed, and the self-inspection situation is now reported as follows:
I. Construction of anti-money laundering organizations:
Our central sub-branch implements the responsibility system of top leaders in anti-money laundering work, and has set up an "anti-money laundering management working group", with the manager of public resources department as the compliance Commissioner, the manager of finance department and the manager of operation department as the compliance Commissioner, and the managers of other departments and front desk positions as the compliance intelligence officers.
In case of personnel changes, our central branch can report to the People's Bank of China in time as required.
Two. Establishment and implementation of anti-money laundering rules and regulations and business processes
According to the requirements of the Anti-Money Laundering Law, our central branch formulated the Detailed Rules and Operating Procedures for the Assistance in Anti-Money Laundering Investigation of Maoming Central Branch of Insurance Co., Ltd. {_ _ Maofa [20 _] No.0 20 10/0} and the Anti-Money Laundering Internal Inspection System of Maoming Central Branch of Insurance Co., Ltd. {_ _ He Miaomiao. _ _ Measures for the Assessment of Anti-money Laundering Work of Maoming Central Branch of Insurance Co., Ltd. {_ _ Maofa [20 _] No.012}, _ _ Confidentiality System for Anti-money Laundering Work of Maoming Central Branch of Insurance Co., Ltd. {_ _ Maofa [20 10] No.0/3}, _ Co., Ltd. {_ _ Maofa [20 10] No.014} and Notice on Anti-Money Laundering Audit System of Maoming Central Branch {_ _ Maofa [20 10] No.060 Notice on Further Defining the Organizational Structure of Anti-Money Laundering Compliance Management Department and the Responsibilities of the Compliance Management Department of Maoming Central Branch.
Through the formulation of anti-money laundering related systems, the internal control system of anti-money laundering in our central branch was further improved, the business operation process was standardized, and the compliance basis was provided for the specific business development.
Three. Large and suspicious transaction reports
Maoming Central Branch can basically strengthen the monitoring of transfer payment transactions, implement the reporting system of large-value transactions, suspicious transactions and suspicious transactions suspected of terrorist financing of Maoming Central Branch of Insurance Co., Ltd. [20__ Revised Edition] {_ _ Maofa [20 _] No.007} according to the requirements of the documents, and fill in various statements in time and accurately to report to the superior. At present, our central sub-branch adopts a combination of systematic screening and manual analysis, which further improves the accuracy of large and suspicious reports.
Four. Customer identification
Underwriting, surrender, payment, claim settlement, etc. shall be carried out in strict accordance with the Detailed Rules for the Implementation of Customer Identification and Preservation of Customer Identity Data and Transaction Records of Maoming Central Branch (revised version {_ _ Maofa [20 _ _] No.007) 20 10.
Verb (abbreviation for verb) Preservation of customer identity information and transaction records.
Maoming Central Sub-branch has scanned the customer's original data and kept the electronic documents during the initial entry. The company has specialized business file managers, and all business data are classified and filed according to the date of occurrence. In accordance with the Measures for the Administration of Business Physical Files of _ _ _ _ Insurance Co., Ltd., it is managed in an orderly manner, and the insurance, surrender and compensation of customers are kept.
Anti-money laundering training of intransitive verbs
Through holding special training, early meeting publicity, knowledge test, new training materials and other forms, the internal and external employees of our central branch company are trained. * * * Special anti-money laundering training was held for _ _ times in 20 years, including basic anti-money laundering knowledge, operational knowledge and anti-money laundering workflow. The trainees include all internal and external employees; Every training is conducted with corresponding knowledge test, and the test results are archived as an important basis for personal year-end performance appraisal.
Incorporate anti-money laundering content into the compliance training materials for agent insurance salesmen, and use it in the new training courses for agent insurance salesmen within the scope of central branches, and make full use of the new training courses to train employees in related new fields on anti-money laundering knowledge, so as to institutionalize and popularize anti-money laundering training.
Seven. Anti-money laundering publicity
In response to the call of Maoming Central Sub-branch of the People's Bank of China and provincial companies, Maoming Central Sub-branch has carried out various forms of anti-money laundering publicity in light of its own situation.
On 20th, our central sub-branch launched the "Anti-Money Laundering Publicity Month" in the service department within the jurisdiction of the whole city. The publicity activities were led by the Ministry of Public Resources, and a corresponding anti-money laundering publicity group was set up, and the time, form and requirements of the activities were arranged. Update the "anti-money laundering publicity column", anti-money laundering leaflets, _ _ booths, banners and other contents. Be in the workplace all the year round and put them in a conspicuous position. Through setting up publicity spots in downtown areas and other activities, we will face employees and customers back and forth, further improve employees' awareness of law-abiding and anti-money laundering work, and at the same time let customers know more about and cooperate with our anti-money laundering work.
Eight, the rectification plan for the problems found.
(1) Problems:
1. There are omissions in the internal control system.
2. The comprehensive level of employees' anti-money laundering needs to be improved.
(2) Rectification measures:
1, improve the internal control system of anti-money laundering, and prevent the internal control system from missing PBOC again.
2. Our central branch company strengthened the anti-money laundering training for employees, and combined the anti-money laundering knowledge test with the anti-money laundering operation in actual work, which was included in the year-end assessment.
In the future, we will continue to regard anti-money laundering as a long-term and important task, strictly implement the reporting system for large and suspicious transactions, intensify anti-money laundering publicity and training, ensure that all employees establish their due anti-money laundering awareness, master the necessary anti-money laundering skills, and enhance their sense of urgency and initiative; In the work, strictly fulfill anti-money laundering obligations and effectively crack down on money laundering activities.
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