(a) to formulate the risk disposal plan of the securities company and organize its implementation;
(2) Sending a risk disposal site working group to supervise and guide the disposed securities company, custody group, takeover group, administrative liquidation group, manager and other institutions and personnel involved in risk disposal.
(3) Coordinating the stock exchanges, securities registration and settlement institutions and securities investor protection fund management institutions to ensure the normal securities brokerage business of the disposed securities company.
(four) to investigate and deal with the illegal acts of securities companies;
(five) to inform the public security organs and others of the suspected crimes in a timely manner, and transfer the suspected criminal cases in accordance with the relevant provisions;
(six) to inform the relevant local people's governments of the risk status of securities companies and the situation affecting social stability;
(seven) other duties required by laws and administrative regulations.
Legal basis: Regulation on Risk Disposal of Securities Companies Article 48 the State Council Securities Regulatory Authority shall perform the following duties when handling the risks of securities companies:
(a) to formulate the risk disposal plan of the securities company and organize its implementation;
(2) Sending a risk disposal site working group to supervise and guide institutions and personnel involved in risk disposal, such as securities companies, custody groups, takeover groups, administrative liquidation groups and managers.
(3) Coordinating the stock exchanges, securities registration and settlement institutions and securities investor protection fund management institutions to ensure the normal securities brokerage business of the disposed securities company.
(four) to investigate and deal with the illegal acts of securities companies;
(five) to inform the public security organs and others of the suspected crimes in a timely manner, and transfer the suspected criminal cases in accordance with the relevant provisions;
(six) to inform the relevant local people's governments of the risk status of securities companies and the situation affecting social stability;
(seven) other duties required by laws and administrative regulations.