1, issuance and underwriting, sales transaction, investment and research, wealth management and investment.
2. Issuance and underwriting: corporate bonds and corporate bond issuance and underwriting services.
3. Selling transactions: cash transactions and repurchase transactions of government bonds, corporate bonds, corporate bonds, financial bonds, short-term financing bonds, medium-term notes, asset securitization and other fixed-income products.
4. Investment and research: The investment and research business covers in-depth research on all fixed-income investment transactions in the inter-bank market and the exchange market, including government bonds, financial bonds, corporate bonds, medium-term notes, short-term financing bonds, subordinated bonds, private bonds and other bonds.
5. Financial investment: Financial investment consulting business refers to serving as an investment consultant for fixed-income asset management products and other capital intermediary financing. This new business is gradually becoming an extension of the comprehensive value of bond underwriting business and investment trading business of securities companies.
Extended data
"Broker" refers to a company or securities company engaged in securities trading.
There are CITIC, Shen Yin Wanguo, Qilu, Yinhe, Huatai, Guo Xin and Guangfa in China. In fact, it is the agent of Shanghai Stock Exchange and Shenzhen Stock Exchange.
At present, there are 106 brokers in China, of which 20 entered the ranks of AA-level brokers in 20 14.
The 20 brokers who obtained AA grade include: Jinggaohua, Huaxi Securities, orient securities, Shen Yin Wanguo, Guangfa Securities, Southwest Securities, Guo Jin Securities, Industrial Securities, CDB Securities, Galaxy Securities, Guotai Junan, China Merchants Securities, Guo Xin Securities, CIC, Haitong Securities, CIC Securities, Hua Fu Securities, CITIC Jiantou, Huatai Securities and CITIC Securities.
Many of these companies are on the AA rating list for the first time. It is worth noting that no brokerage firm was rated as the highest AAA, and no brokerage firm was rated as a D or E company.
It is reported that securities companies are divided into five categories: A(AAA, AA, A), B(BBB, BB, B), C(CCC, CC, C), D and E, and the level is 1 1.
Companies at all levels in categories A, B and C are normal operating companies, and the division of their categories and levels only reflects the relative level of their risk management capabilities in the industry.
Class D and E companies are companies whose potential risks may exceed the company's tolerable range and take risk disposal measures according to law.
References:
? Baidu encyclopedia-broker