2. Securities investment consulting;
3. Financial advisers related to securities trading and securities investment activities;
4. Securities underwriting and sponsorship;
5. Self-operated securities;
6. Securities asset management;
7. Other securities businesses.
8. mergers and acquisitions.
Extended data
trait
1, most of which are state-controlled enterprises, and the gift of assets must comply with the relevant regulations of the state-owned assets management department;
2. Most of them are unlisted companies with limited share circulation and no market price, but they have listing plans, which can meet the relevant regulations of listed companies.
Therefore, stock options and employee stock ownership are more suitable for Chinese securities companies.
Conditions of establishment
1. Having articles of association that comply with laws and administrative regulations;
2. The major shareholders are profitable continuously, have a good reputation, have no record of major violations of laws and regulations within 3 years, and have net assets of not less than 200 million yuan;
3. Having registered capital that meets the requirements of this Law;
4. Directors, supervisors and senior managers are qualified for the post, and employees are qualified for securities business;
5. Having a sound risk management and internal control system;
6. Having qualified business premises and business facilities;
7. Other conditions stipulated by laws and administrative regulations and approved by the State Council Securities Regulatory Authority.
Baidu encyclopedia-securities company