1. Responsible for daily compliance review and consultation in banking management activities, and provide compliance support for banking business, products and management innovation;
2. Establish and improve the control mechanism and management system for compliance risk management of the Bank, formulate compliance management plans and schemes of the Bank and organize their implementation;
3. Be responsible for identifying and evaluating compliance risks related to banking activities, participating in the reengineering of bank organizational structure and business processes, and providing support for compliance identification and evaluation;
4. Organize the monitoring of abnormal trading behavior of employees of the whole bank and participate in the construction of relevant systems;
5. Improve the Bank's compliance management evaluation system and organize the implementation of the Bank's compliance management evaluation.
Further reading: How to buy insurance, which is good, and teach you how to avoid these "pits" of insurance.