Front desk department of securities company: mainly responsible for marketing and creating value for the company. Central Taiwan Department: It is mainly responsible for analyzing the macro market environment and internal resources, and formulating various business development policies and strategies, such as the Risk Management and Research Department (different for each brokerage firm). Backstage department: the main task is to support the operation of securities companies, including finance, human resources, IT, internal audit, liquidation, custody and other departments. Front Desk: (Sales and Customer Service Department) A securities company refers to a limited liability company or a joint stock limited company established with the approval of the supervision and administration department of the CSRC in accordance with the provisions of the Company Law and the Securities Law, which specializes in securities business and has independent legal personality. The business of securities companies includes: securities brokerage, securities investment consulting, financial consulting related to securities trading and investment activities, securities underwriting and sponsorship, securities self-management, securities asset management, mergers and acquisitions, and other securities businesses.
Business scope of securities companies: 1, securities brokerage; 2. Securities investment consulting; 3. Financial advisers related to securities trading and securities investment activities; 4. Securities underwriting and sponsorship; 5. Self-operated securities; 6. Securities asset management; 7. Other securities businesses. 8. mergers and acquisitions.
The selection of securities companies for stock account opening can be compared from the following aspects: 1. Fee rate Generally speaking, the fee rate of online account opening is much lower than that of offline account opening, so you'd better choose online account opening. At present, the mainstream brokers are basically 10,000 or 10,000. As long as they do not exceed 10,000, they can choose, with little difference. Of course, if you can negotiate a lower price with the business people, that is naturally the best. In addition, it would be better if the minimum 5 yuan commission limit can be cancelled, such as Huatai Securities and Oriental fortune securities. 2. Trading software At present, the securities trading software on the market is mainly divided into two categories, third-party software and software owned by securities companies. If you like to trade with third-party software such as straight flush, you'd better choose securities companies that support login, such as Ping An Securities and Galaxy Securities.