Article 1 In order to clarify the division of responsibilities for off-site supervision of financial leasing companies, standardize the off-site supervision procedures, contents, methods and reporting paths, improve the off-site supervision reporting system and improve the off-site supervision quality, these Provisions are formulated in accordance with the Interim Measures for the Supervision and Administration of Financial Leasing Companies and other relevant supervision systems.
Article 2 The term "off-site supervision" as mentioned in these Provisions refers to the supervision process in which the local financial supervision department, according to the supervision needs, makes cross-comparison analysis by collecting the relevant report data, operation and management of financial leasing companies, makes timely business evaluation and risk early warning, and takes corresponding measures.
Article 3: China Banking Regulatory Commission is responsible for formulating unified off-site supervision rules and supervision statements of financial leasing companies, urging and guiding local financial supervision departments to carry out off-site supervision and strengthening supervision information sharing.
Article 4 The local financial supervision department shall be responsible for the off-site supervision of financial leasing companies and the off-site supervision of corporate institutions of financial leasing companies in the region.
Off-site supervision of branches and special project companies (SPV) established by financial leasing companies across provinces, autonomous regions and municipalities directly under the Central Government shall be the responsibility of the local financial supervision departments where the financial leasing companies are registered, and the local financial supervision departments where the branches and special project companies (SPV) are located shall cooperate.
The regulatory indicators and business indicators of branches and special project companies (SPV) are combined with the corporate institutions of financial leasing companies.
Establish a regulatory cooperation mechanism between the location of branches and special project companies (SPV) and the place where financial leasing companies are registered as legal entities, and enjoy the regulatory information of financial leasing companies and their branches and special project companies (SPV) as legal entities.
Article 5 When conducting off-site supervision of local financial leasing companies, local financial supervision departments shall adhere to the risk-oriented principle and continuously and comprehensively identify, monitor and evaluate the risk status of financial leasing companies.
Article 6 When conducting off-site supervision of local financial leasing companies, local financial supervision departments shall take the corporate institutions of financial leasing companies as the main supervision objects, follow the principle of corporate supervision, and strengthen corporate responsibilities.
Article 7 Off-site supervision of financial leasing companies includes four stages: information collection and verification, risk monitoring and evaluation, information submission and use, and supervision measures.