What subjects do I need to take to work in a securities company?

Securities qualification certificate usually takes the examination subjects: basic knowledge of financial market and basic laws and regulations of securities market, which are compulsory and can be registered separately.

Securities qualification certificate for each special business qualification examination subject 1. The examination subjects are classified as: investment banking of sponsor representatives, release of securities research reports by securities analysts, and securities investment consultants. You can choose subject exams according to your career direction.

There are 1 subjects in the qualification examination for managers of securities qualification certificates. The examination subjects are divided into: competency examination for compliance managers of securities companies, qualification examination for senior managers of securities companies and qualification examination for senior managers of securities rating business.

The corresponding subjects of the securities qualification examination are shown in the following table:

This is about what subjects you need to take if you want to work in a securities company. The answer. 95