The Interim Measures for the Implementation of Off-site Opening of Securities Accounts has corresponding provisions:
Article 5 When handling off-site securities account opening business, an account opening agency shall strictly implement the real-name registration system requirements of accounts, carefully examine the authenticity of investors' identities, and ensure the truthfulness, accuracy and completeness of investors' information.
The account opening agency shall collect the head photos of the natural person investors or institutional investors' managers, and properly keep the application materials of investors and the video (sound) materials required by these Measures to record the off-site account opening process of securities accounts.
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Relevant laws and regulations of the Interim Measures for the Implementation of Off-site Opening of Securities Accounts:
Article 10 An account-opening agency shall establish a witness management system, clarify the professional requirements and post responsibilities of witnesses, and standardize their professional behaviors. The witness shall be the staff who signed the labor contract with the account opening agency.
Only after passing the training can they take up their posts; The marketing personnel of the account opening agency shall not be witnesses. The witness shall perform the duties of verifying the identity of the investor, confirming that the account opening is the true will of the investor, and witnessing the investor signing the account opening application form.
Article 11 Where an individual opens an account, the account-opening agency may assign two or more staff members to handle the account-opening procedures for investors, at least one of whom is a witness; The witness of the account opening agency completes the witness through real-time video.
Baidu Encyclopedia-Interim Measures for the Implementation of Off-site Opening of Securities Accounts