The Company Strength of Huarong Securities

On July 5, 20 1 1 year, China Securities Regulatory Commission announced the classification results of securities companies in 20 1 1 year, and the rating results of Huarong Securities rose from BBB level in 2009 and BBB level in 201year to this A level, and then again after one year. The classification result of securities companies is a comprehensive evaluation of securities companies according to their risk management ability, market competitiveness and compliance management level, which reflects the overall situation of compliance management, financial stability and risk control of securities companies. In the results of this classification and appraisal, only 40 of the 106 securities companies in China have been rated as Class A, and Huarong Securities is the only Class A securities company among the three securities companies in the Asset Management Department.

In the next three years, Huarong Securities will strive to enter the top 20 in the industry according to the development goal of "complete functions, distinctive features and first-class brands". The company will take this A-rated securities company as an opportunity, combine the activities of "striving for excellence" and deeply establishing "five haves" modern financial enterprises, take innovation as the starting point, and rely on the strong support of China Huarong to give full play to and continuously tap the company's operating characteristics and potential, increase the expansion of capital scale, enrich the business platform system, and further accelerate the transformation of business development mode. Adjust and optimize the business structure, constantly improve the core competitiveness and profitability, so as to continuously promote the work of Huarong Securities.

The company has 35 sales offices in Beijing, Shanghai, Tianjin, Chongqing, Xinjiang, Hunan, Hubei, Sichuan, Shanxi, Shaanxi, Liaoning, Anhui, Guangdong, Yunnan, Jiangsu and other places, which can provide investors with diversified trading varieties including stocks (A shares and B shares), bonds (government bonds and corporate bonds), closed-end funds, ETFs and warrants.

China Huarong is the first sponsor institution in China, and its original underwriting and investment consulting business is undertaken by the company. He has successively completed the issuance and financial consulting business of many listed companies such as AVIC Sanxin, TBEA, Jinyu Co., Ltd., Taihang Cement, suning universal, Lianhua Technology and Yatai Group, and completed the convertible bond issuance project of ICBC as the deputy lead underwriter. He has maintained good cooperation and service relations with many well-known enterprises (groups) at home and abroad in various businesses and is committed to providing more customers.

The company's research and consulting team is a high-quality professional research team composed of doctors and masters in economics, management, financial engineering, construction machinery, environmental protection, chemical engineering, software engineering and other disciplines. It has a group of outstanding talents with professional qualifications, such as certified public accountants (CPA), chartered financial analysts (CFA) and financial risk managers (FRM). Industry research covers real estate, coal, non-ferrous metals, banks, electronic components and so on. Strategy research includes a macro strategy research group composed of many analysts, which is committed to providing investors with reliable and high-quality services.

The company's asset management business began in 2009, providing specialized collection, orientation and special asset management business according to customer needs, and is committed to building a high-end brand of asset management business. In 20 10, the first collective asset management plan was successfully issued, and the scale of entrusted assets was close to/kloc-0.5 billion yuan. According to the ranking of China Securities Industry Association, in 2009, the net profit of the company's asset management business ranked ninth, and 20 10 ranked fifth. In order to provide customers with high-quality asset management services, the company constantly optimizes asset management business and staffing, and introduces senior talents. All employees of the Asset Management Department have a master's degree or above.