Looking back on 20 19, China Yi Huiman, Chairman of China Securities Regulatory Commission pointed out at a meeting that while the hard indicators such as the scale, capital strength and profitability of the securities fund industry are expanding rapidly, the development of soft power such as industry culture and professional ethics is relatively backward, with problems and drawbacks.
In addition, through the company's self-evaluation, self-evaluation review, review results confirmation and soliciting opinions and suggestions from the regulatory authorities, the evaluation results are finally formed. It can be seen that this evaluation is not light. It is not difficult to find that this assessment sounded the alarm for the 68 brokers who walked behind the team, and also pointed out the fans for their cultural construction planning.
China Securities Industry Association pointed out that this is a comprehensive evaluation of the practice of cultural construction of securities companies in 2020 in order to comprehensively promote and improve the cultural construction of the industry, which mainly reflects the core values of "compliance, honesty, professionalism and stability" and the current situation of the practice of cultural construction of securities companies. Through the company's self-evaluation, self-evaluation review, review results confirmation, and soliciting opinions and suggestions from the regulatory authorities, the evaluation results are finally formed.