Conditions for setting up a private equity fund company

Legal analysis: 1. The name shall conform to the Regulations on the Administration of Name Registration, and the words "investment fund" are allowed to be used in the names of investment enterprises that have reached the scale. 2. The words "venture capital fund, venture capital fund, equity investment fund, investment fund" in the industry terminology can be used in the name. As an administrative division, "Beijing" is allowed to be used between trade names and industry terms. 3. Fund type: The registered capital (capital contribution) of the investment fund company is not less than 500 million yuan, all of which are contributed in cash, and the paid-in capital (capital contribution) at the time of establishment is not less than 6,543.8 billion yuan. The registered capital shall be fully paid in accordance with the Articles of Association (partnership agreement) within 5 years. "4. The contribution of a single investor shall not be less than 6,543,800 yuan (except for the general partner in a limited partnership). 5. At least three senior managers have experience in the management and operation of equity investment funds or related business experience. 6. The business scope of fund enterprises is approved as: investment, investment management and consulting of non-securities business. (Fund enterprises may apply to engage in other business projects beyond the above business scope, but they may not engage in the following business: (1) Lending. (2) publicly traded securities investment or financial derivatives trading. (3) Raise funds in an open way. (four) to provide guarantees for enterprises other than the invested enterprises. 7. Managing fund companies: Investment fund management "The registered capital (capital contribution) is not less than 30 million yuan, all of which are in monetary form, and the paid-in capital (actual capital contribution) at the time of establishment". 8. The investment amount of a single investor shall not be less than 6,543,800 yuan (except for the general partner in a limited partnership). 9. At least three senior managers have experience in the management and operation of equity investment funds or related business experience. 10. The business scope of managed fund enterprises is approved as: investment in non-securities business, investment management and consulting.

Legal basis: Article 6 of the Measures for the Administration of Securities Investment Fund Management Companies shall meet the following conditions for the establishment of a fund management company:

(1) Shareholders meet the provisions of the Securities Investment Fund Law and these Measures;

(2) Having articles of association that comply with the Securities Investment Fund Law, the Company Law and the provisions of the China Securities Regulatory Commission.

(3) The registered capital shall be no less than RMB 654.38+0 billion, and the shareholders must make contributions in cash, and the overseas shareholders shall make contributions in freely convertible currencies;

(4) There are no less than 65,438+05 senior managers and business personnel who meet the requirements of laws, administrative regulations and the China Securities Regulatory Commission and engage in research, investment, valuation, marketing and other work, and have obtained the qualification for fund practice;

(5) Having business premises, safety precautions and other business-related facilities that meet the requirements;

(6) Setting up organizations and posts with reasonable division of labor and clear responsibilities;

(7) Having internal control systems such as supervision, auditing and risk control that meet the requirements of the China Securities Regulatory Commission;

(8) Other conditions approved by the State Council and stipulated by the China Securities Regulatory Commission.