(1) Personnel employed in listed companies or their affiliated enterprises and their immediate family members and major social relations (immediate family members refer to spouses, parents, children, etc.). ); The main social relations refer to brothers and sisters, parents-in-law, daughter-in-law, spouses of brothers and sisters, brothers and sisters of spouses, etc. );
(2) Directly or indirectly holding more than 65,438+0% of the issued shares of the listed company or being a natural person shareholder among the top ten shareholders of the listed company and his immediate family members;
(3) Persons who directly or indirectly hold more than 5% of the issued shares of a listed company or work in the top five shareholder units of a listed company and their immediate family members;
(4) Persons under the circumstances listed in the preceding three items in the last year;
(5) Personnel who provide financial, legal and consulting services for listed companies or their affiliated enterprises;
(six) other personnel as stipulated in the articles of association;
(seven) other personnel identified by the China Securities Regulatory Commission.
Legal basis: Guiding Opinions on Establishing Independent Director System in Listed Companies
Three. Independent directors must be independent.
The following persons shall not serve as independent directors:
(1) Personnel employed in listed companies or their affiliated enterprises and their immediate family members and major social relations (immediate family members refer to spouses, parents, children, etc.). ); The main social relations refer to brothers and sisters, parents-in-law, daughter-in-law, spouses of brothers and sisters, brothers and sisters of spouses, etc. );
(2) Directly or indirectly holding more than 65,438+0% of the issued shares of the listed company or being a natural person shareholder among the top ten shareholders of the listed company and his immediate family members;
(3) Persons who directly or indirectly hold more than 5% of the issued shares of a listed company or work in the top five shareholder units of a listed company and their immediate family members;
(4) Persons under the circumstances listed in the preceding three items in the last year;
(5) Personnel who provide financial, legal and consulting services for listed companies or their affiliated enterprises;
(six) other personnel as stipulated in the articles of association;
(seven) other personnel identified by the China Securities Regulatory Commission.