Guoyuan securities organization

The Company abides by Company Law, Securities Law, Guidelines on Internal Control of Securities Companies and relevant rules and regulations of China Securities Regulatory Commission.

And strive to build a scientific and perfect corporate governance structure and establish a company that conforms to the company's development.

The required organizational structure and operation mechanism.

The highest authority of the company is the shareholders' meeting, the decision-making body is the board of directors, the supervisory body is the board of supervisors, and the chairman is a legal person.

On behalf of. The Board of Directors consists of the Development Strategy Committee, the Risk Management Committee, the Audit Committee and the Remuneration and Nomination Committee.

The management of the company has a risk control committee, a performance appraisal committee, an investment decision-making committee and an investment bank project core group.

Information Technology Governance Committee, Asset Allocation Decision Committee. The internal departments of the company include marketing brokerage headquarters, investment bank headquarters,

Investment management headquarters, customer asset management headquarters, margin trading department, customer service headquarters, research center, information technology department,

Legal affairs department, customer fund depository center, office of the board of directors, office, party-mass work office, organization and management department,

Human resources department, financial accounting department, fund planning department, administration department, audit department, risk supervision department, compliance management department, etc.

Business operation and integrated management department.

The company has three regional branches: Shanghai branch, Shenzhen branch and Beijing branch.