What conditions do companies need to meet when listing on the New Third Board?

Lawyer Luo Junrong, specializing in the guidance of listing the new third board of enterprises, corporate capital legal counsel, corporate mergers and acquisitions, and equity incentives. Summarizes the current laws and regulations related to the listing of the New Third Board, and provides you with the following answers:

The State Council's Decision on Issues Related to the National Share Transfer System for Small and Medium-sized Enterprises (Guo Fa [2065438+03] No.49, hereinafter referred to as "the State Council Decision") points out that "qualified domestic joint-stock companies can apply for listing in the National Share Transfer System through sponsoring brokers". According to Article 2. 1 of the Business Rules of the National Small and Medium-sized Enterprise Share Transfer System (Trial) (hereinafter referred to as the Business Rules), a joint-stock company can apply for listing as long as it meets the following conditions:

1, established in accordance with the law, lasts for two years. If a limited liability company is converted into a joint stock limited company according to the original book net asset value, the duration can be calculated from the date of establishment of the limited liability company;

2. The business is clear and has the ability to continue to operate;

3. The corporate governance mechanism is sound and its operation is legal and standardized;

4. The equity is clear, and the issuance and transfer of shares are legal and compliant;

5. Sponsor brokers to recommend and continuously supervise;

6. Other conditions required by National Share Transfer System Corporation.

For details, please refer to the relevant provisions of Chapter II of the Business Rules on Stock Listing.