The registration and assessment standards of private fund managers are getting higher and higher, mainly focusing on four issues. China Asset Management Association will focus on these four issues, namely, the actual office space, the real will of the enterprise development industry and related reserve projects, the financial strength of the enterprise and the display ability of senior managers.
Today, I will focus on the ability of filing corporate executives and how to gain the trust of fund industry associations in the case of increasingly high requirements.
Who are the executives of private fund managers? According to the policy of the Association, the legal representative, general manager, executive director, executive partner, risk controller, fund manager and investment manager are all senior managers of private equity institutions.
First of all, we all know the basic post standards of personnel, bachelor degree or above in finance-related major, and more than two years working experience in related positions in financial enterprises, so as to fully understand the positions and meet the requirements of related positions. Then, through what materials, can we shape a professional executive who can be trusted by the fund industry association?
I. Relevant hardware standards:
With the gradual improvement of audit standards, the overall hardware formatting materials of senior executives include:
1. Resume (study experience from high school to the highest degree; Work experience: from the highest degree to the present stage) requires a resume. After graduating from high school, there should be no gap of more than three months. For example, if there are industries, freelancers and self-employed businesses that have not been registered in the industrial and commercial system for more than 3 months, it is necessary to explain the situation.
2. Diplomas and degree diplomas of senior high school or above (if you graduate from an overseas school, you need to show the academic degree certificate certified by the China government).
3. Personal one-inch bareheaded photo
4. Electronic version of personal credit report or proof that the residence has no criminal record.
5. Proof materials of employee executives paying social security records in the filing enterprises.
These materials are formatted and unified, and they are the materials needed for personnel to register personal platforms and declare to asset management platforms. They must be fully provided. Relevant materials shall not be rectified or packaged, which may be inconsistent with the real situation and affect the normal registration of private equity fund managers of filing enterprises.
Second, the display ability of soft materials:
1. The senior management himself explains in writing the work content, the projects he participated in or his past experience in related work. Try to describe the work content and project parameters in detail, such as the investment direction of the project, the basic situation of the project, what work has been done in the project and what role it has played.
2. Provide past social security payment records and resignation certificates to prove the authenticity of work experience.
3. Provide supporting materials for the project (in the form of feasibility report, due diligence report and other file formats, or in the form of e-mail transaction records related to the project).
4. Provide personal signed articles, reports and other written materials in related fields published on the Internet or magazines.
To sum up, the only way to win the trust of China Foundation and become a compliance executive is for the executives to have enough knowledge and rich practical experience.
It is hoped that all filing enterprises will take practical actions. Even if the affiliated personnel are registered as private fund managers, they should try their best to make a true, effective and detailed explanation according to the requirements of the association to avoid packaging the past experience of the personnel. Packaging personnel will not only delay your filing progress, but even leave a bad impression on the auditors of China Foundation.
I am mainly responsible for the registration of private fund managers, the filing of private fund products, major changes, the affiliation of private fund executives, the writing of private fund exhibition plans, the maintenance of private fund asset management reporting platform and other business matters. Welcome enterprises and institutions in need to contact at any time. For more questions, please feel free to consult.