Provisions of Shenzhen Stock Exchange on Market Value of New Shares Subscription

1, Determination of Stock Market Value of Shenzhen Stock Exchange

If the market value of the shares listed on Shenzhen Stock Exchange exceeds RMB 654.38+00,000 (including RMB 654.38+00,000), investors can subscribe for 500 shares for every RMB 5,000, and the part less than RMB 5,000 is not included in the subscription quota. Each subscription unit is 500 shares, and the number of subscriptions is 500 shares or an integral multiple thereof, but the subscription limit shall not exceed one thousandth (265,438+0,000 shares) of the initial online offering. For the subscription entrustment of new shares whose subscription quantity exceeds the subscription limit, the trading system of Shenzhen Stock Exchange will automatically revoke the entrustment as invalid and will not confirm it.

2, Shenzhen stock market value to determine the time.

The market value held by investors is based on the unit of investors, and is calculated according to the daily average market value held in the first 20 trading days (including T-2) on 201565438+1October 9 (T-2). If the opening time of the investor's relevant securities account is less than 20 trading days, the average daily holding market value shall be calculated according to 20 trading days. It can be used to subscribe for multiple new shares at the same time on 20151013 (t day). If the subscription amount exceeds the online subscription amount calculated by market value, China Clearing Shenzhen Branch will regard the excess as invalid.

3. Determination of market value of multiple securities accounts in Shenzhen Stock Exchange

Where an investor holds the same securities account in multiple places, its market value shall be calculated together. Where an investor holds more than one securities account, the market value of the multiple securities accounts shall be calculated together. The principle of confirming that multiple securities accounts are held by the same investor is that the "account holder's name" and "valid ID number" in the securities account registration materials are consistent. The registration data of securities account shall be subject to the end of 20 15 65438+ 10 (T-2). The market value of customers' credit securities accounts for margin financing and securities lending is merged into the market value held by investors, and the market value of sub-accounts for securities companies to refinance secured securities is merged into the market value held by securities companies.

4. Provisions of Shenzhen Stock Exchange on subscription frequency of new shares

Once the subscription of new shares is confirmed by the trading system of Shenzhen Stock Exchange, it shall not be revoked. Investors can only use a securities account with market value to participate in the subscription of this online stock issue. Each new share is issued, and each securities account can only subscribe once. If the same securities account participates in the subscription of the same new shares for many times, the first subscription confirmed by the trading system of Shenzhen Stock Exchange is valid, and other subscriptions are automatically cancelled. If the same investor uses multiple securities accounts to participate in online issuance subscription, China Clearing Shenzhen Branch will regard the first subscription with market value of the investor's securities accounts as valid subscription, and other subscriptions will be invalid.