Guangfa securities company Beijing new culture street stock exchange business department
New Culture Street 16, Xicheng District
Jun 'an Securities Co., Ltd. Beijing Business Department
No.21Chenggen North Street, Huang Xi
Haitong securities co., ltd. Beijing business department
No.6 Baiwanzhuang North Street
Good securities companies are bigger.
A securities company refers to a limited liability company or a joint stock limited company with independent legal personality, which is established with the approval of the the State Council securities regulatory authority in accordance with the provisions of the Company Law and the Securities Law and specializes in securities business.
The main businesses provided by securities companies include securities underwriting business, securities brokerage business and securities proprietary business. Among them, securities underwriting is the behavior of securities companies issuing securities on behalf of securities issuers, which is divided into consignment and underwriting; Securities brokerage is the behavior of securities companies to buy and sell securities on behalf of investors; Securities proprietary business is the behavior of securities operating institutions to invest in buying and selling securities for their own institutions, earn the bid-ask difference and bear the corresponding risks.
Securities companies, also known as "brokers", refer to limited liability companies or joint stock limited companies that engage in securities business with the approval of the State Council Securities Regulatory Authority in accordance with the provisions of the Company Law. A securities company is a non-bank financial institution. They are legal organizations engaged in securities business and legal entities specializing in securities trading. It can be divided into securities management companies and securities registration companies.
management control
1. Asset management
A securities company shall not provide financing or guarantee for shareholders and their affiliates.
2. Personnel management
Senior managers of securities companies shall meet the statutory qualifications.
3. Pay the securities investor protection fund and withdraw the trading risk reserve.
4. Establish and improve the internal control and business isolation system.
Securities companies must engage in securities brokerage business, securities underwriting business, securities self-operated business and securities asset management business respectively, and shall not mix operations.