1. The process of opening a securities account is as follows:
(1) Fill in the account opening application form in duplicate, entrust the securities trading agreement and provide my ID card;
(2) For customers who meet the requirements for opening an account, the counter manager will input the customer's account opening information into the computer and ask the customer to set the initial transaction password and fund access password;
(3) Print the customer's account opening back in duplicate. At the same time, the counter manager will open a fund account for the customer according to the account opening serial number and issue a securities trading card for the customer;
(4) Sign the customer account opening receipt.
2. Legal basis: Article 137 of the Securities Law of People's Republic of China (PRC).
A securities company shall establish a customer information inquiry system to ensure that customers can inquire about their account information, entrustment records, transaction records and other important information related to receiving services or purchasing products.
Securities companies shall properly keep customer account opening materials, entrustment records, transaction records and various information related to internal management and business operation, and no one may conceal, forge, tamper with or damage them. The retention period of the above materials shall not be less than twenty years.
Second, how to cancel the securities account opening?
The methods for opening and canceling securities accounts are as follows:
1, the parties can go directly to the securities company or bank to find staff to help with the cancellation business;
2. The parties can directly call customer service to cancel;
3. The parties can cancel the securities account on the computer or mobile phone.