Public document
1. A company that issues stocks and corporate bonds must disclose its documents approved by the China Securities Regulatory Commission in accordance with the provisions of the Company Law. The issuer must announce the prospectus and the measures for raising corporate bonds in accordance with the principles of genuine purchase and good faith. Where new shares or corporate bonds are issued according to law, financial and accounting reports shall also be announced. In this process, the issuer shall not make false records, misleading statements or major omissions in the documents.
2. Prospectus.
3. Ways to raise corporate bonds.
(2) Public reporting
1. Periodic report.
2. Interim report.
(C) the legal consequences of false information disclosure
Issuers and listed companies shall be liable for compensation if they suffer losses in the transaction; Issuers, directors, supervisors, senior managers and other directly responsible personnel of listed companies, sponsors and underwriting securities companies shall be jointly and severally liable for compensation with the issuers and listed companies, unless they can prove that they are not at fault; If the issuer, controlling shareholder or actual controller of a listed company is at fault, they shall be jointly and severally liable for compensation with the issuer and the listed company.
What are the basic principles of securities law?
The basic principles of the securities law include:
First, the principles of openness, fairness and justice (also known as the three principles);
Second, the principle of equal legal status of the parties;
The third is the principle of voluntariness, compensation, honesty and credit;
Fourth, the principle of abiding by the law;
Five, prohibit fraud, insider trading and manipulation of the securities trading market principle;
Six, the securities industry and banking, trust, insurance business principle of separate operation;
Seven, the principle of unified supervision and management of the securities market;
Eight, the principle of combining self-discipline management with supervision and management;
IX. Principles of Audit Supervision Law.
Legal basis: Securities Law Article 1 This Law is formulated for the purpose of regulating the issuance and trading of securities, protecting the legitimate rights and interests of investors, maintaining social and economic order and public interests, and promoting the development of the socialist market economy.
Article 2 This Law shall apply to the issuance and trading of stocks, corporate bonds, depositary receipts and other securities legally recognized by the State Council within the territory of People's Republic of China (PRC). Matters not covered by this Law shall be governed by the Company Law of People's Republic of China (PRC) and other laws and administrative regulations.
This Law shall apply to the listing and trading of government bonds and securities investment fund shares; Where other laws and administrative regulations provide otherwise, such provisions shall prevail.
Measures for the administration of issuance and trading of asset-backed securities and asset management products shall be formulated by the State Council in accordance with the principles of this Law.
Securities issuance and trading activities inside and outside People's Republic of China (PRC), which disturb the market order in People's Republic of China (PRC) and damage the legitimate rights and interests of domestic investors, shall be handled in accordance with the relevant provisions of this Law, and legal responsibilities shall be investigated.